Disclosure of SEC-Required Order Execution Information and Routing Information Pursuant to SEC Rules 605 and 606, formerly SEC 11Ac1-5 and 11Ac1-6 respectfully.

The Firm stopped publishing Rule 605 and 606 Reports as of July 2025 as it was no longer receiving qualifying held orders that would have required it to publish such reports.

For the convenience of our clients, we provide the links below to our vendors, which will take you to the Firm’s prior reports. 

For all 605 reports:
http://disclosures.bxstech.com/vert/605/

For all 606 reports:
http://disclosures.bxstech.com/vert/606/