Vertical Group specializes in assisting public companies with affiliated shareholder transactions and other services. Our professionals’ depth of experience, combined with technology, provides a platform ideally suited for most companies.

Our teams of professionals work closely together to provide services for private shareholders of companies. Each professional focuses on the specific needs of their shareholder base:

Corporate Services
  • Executive Officer Services
  • 10b5-1 Plans
  • Strategic shareholder services
  • Directed Share/Affinity
  • Corporate stock repurchase
Stock Plan Services
  • Customized “going public” seminars
  • Employee Stock Option Plans
  • Employee Stock Purchase Plans
  • Assist with sales of Rule 701 restricted securities
Venture Services
  • Stock distribution services
  • Block sales capabilities
  • Private syndication technology for Angel investors
  • Trading services for limited partners